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Eaton Corp plc — Director's Dealing 2017
Mar 24, 2017
29824_dirs_2017-03-24_fec82efc-2242-4d16-bee0-76dc8f03d36c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2017-03-15
Reporting Person: Eubanks Richard M. (See Remarks below)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 11721 | Direct |
| Ordinary Shares | 2976.143 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Ordinary Shares (636.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (3304.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (4505.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (6120.0) | Direct | ||
| Stock Option | $59.56 | 2023-02-26 | Ordinary Shares (10000.0) | Direct | |
| Stock Option | $75.36 | 2024-02-25 | Ordinary Shares (6250.0) | Direct | |
| Stock Option | $71.72 | 2025-02-24 | Ordinary Shares (8550.0) | Direct | |
| Stock Option | $56.55 | 2026-02-23 | Ordinary Shares (26600.0) | Direct | |
| Stock Option | $71.89 | 2027-02-21 | Ordinary Shares (22650.0) | Direct |
Footnotes
F1: These ordinary shares are held in the Eaton Savings Plan.
F2: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3: This field is not applicable.
F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F6: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F7: These restricted stock units vest on the third anniversary of the grant date.
F8: These options were granted on February 26, 2013, and are fully vested and exercisable.
F9: These options were granted on February 25, 2014, and are fully vested and exercisable.
F10: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F11: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F12: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.