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Eaton Corp plc — Director's Dealing 2017
Nov 13, 2017
29824_dirs_2017-11-13_62cf06bc-a4d7-4da1-bce4-29931b332378.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2017-11-09
Reporting Person: Advaithi Revathi (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Ordinary Shares | S | 12500 | $78.41 | Disposed | 31028 | Direct |
| 2017-11-09 | Ordinary Shares | M | 7417 | $53.71 | Acquired | 38445 | Direct |
| 2017-11-09 | Ordinary Shares | S | 7417 | $78.21 | Disposed | 31028 | Direct |
| 2017-11-09 | Ordinary Shares | M | 5583 | $53.71 | Acquired | 36611 | Direct |
| 2017-11-09 | Ordinary Shares | S | 3826 | $78.48 | Disposed | 32785 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | Stock Option | $53.71 | M | 7417 | Disposed | 2021-02-22 | Ordinary Shares (7417.0) | Direct |
| 2017-11-09 | Stock Option | $53.71 | M | 5583 | Disposed | 2021-02-22 | Ordinary Shares (5583.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1265.885 | Indirect |
Footnotes
F1: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These ordinary shares are held in the Eaton Savings Plan.
F3: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.