Eaton Corp plc — Director's Dealing 2017

Dec 11, 2017

SEC Form 3/A — Form 3/A

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2017-03-28

Reporting Person: CHERUVATATH NANDAKUMAR (See Remarks below.)

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	14166	Direct
Ordinary Shares	1244.80	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0.0		Ordinary Shares (446.0)		Direct
Restricted Stock Units	$0.0		Ordinary Shares (2248.0)		Direct
Restricted Stock Units	$0.0		Ordinary Shares (2450.0)		Direct
Restricted Stock Units	$0.0		Ordinary Shares (4305.0)		Direct
Stock Option	$41.565	2018-02-26	Ordinary Shares (10000.0)		Direct
Stock Option	$53.71	2021-02-22	Ordinary Shares (6190.0)		Direct
Stock Option	$51.94	2022-02-21	Ordinary Shares (6400.0)		Direct
Stock Option	$59.56	2023-02-26	Ordinary Shares (7000.0)		Direct
Stock Option	$75.36	2024-02-25	Ordinary Shares (4400.0)		Direct
Stock Option	$71.72	2025-02-24	Ordinary Shares (6000.0)		Direct
Stock Option	$56.55	2026-02-23	Ordinary Shares (18100.0)		Direct
Stock Option	$71.89	2027-02-21	Ordinary Shares (12350.0)		Direct

Footnotes

F1: Includes 6,166 additional shares that were inadvertently omitted from the reporting person's original Form 3. These additional shares were also omitted from the subsequent Form 4 filed by the reporting person through December 4, 2017.

F2: These ordinary shares are held in the Eaton Savings Plan.

F3: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F4: This field is not applicable.

F5: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F6: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F7: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F8: These restricted stock units vest on the third anniversary of the grant date.

F9: These options were granted on February 26, 2008, and are fully vested and exercisable.

F10: These options were granted on February 22, 2011, and are fully vested and exercisable.

F11: These options were granted on February 21, 2012, and are fully vested and exercisable.

F12: These options were granted on February 26, 2013, and are fully vested and exercisable.

F13: These options were granted on February 25, 2014, and are fully vested and exercisable.

F14: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

F15: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

F16: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.