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Eaton Corp plc — Director's Dealing 2016
Sep 1, 2016
29824_dirs_2016-09-01_3a0cd899-162e-4c8e-b458-90012e0e4408.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2016-08-30
Reporting Person: Yadav Uday (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-30 | Ordinary Shares | S | 6867 | $67.074 | Disposed | 22601 | Direct |
| 2016-08-30 | Ordinary Shares | M | 3051 | $40.405 | Acquired | 25652 | Direct |
| 2016-08-30 | Ordinary Shares | S | 3051 | $67.018 | Disposed | 22601 | Direct |
| 2016-08-30 | Ordinary Shares | M | 5795 | $41.565 | Acquired | 28396 | Direct |
| 2016-08-30 | Ordinary Shares | S | 5500 | $67.044 | Disposed | 22896 | Direct |
| 2016-08-30 | Ordinary Shares | S | 295 | $67.043 | Disposed | 22601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-30 | Stock Option | $40.405 | M | 3051 | Disposed | 2017-02-27 | Ordinary Shares (3051.0) | Direct |
| 2016-08-30 | Stock Option | $41.565 | M | 5795 | Disposed | 2018-02-26 | Ordinary Shares (5795.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5545.975 | Indirect |
Footnotes
F1: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These ordinary shares are held in the Eaton Savings Plan.
F3: These stock options were granted on February 27, 2007 and became fully exercisable over a three year period which ended on February 27, 2010.
F4: These stock options were granted on February 26, 2008 and became fully exercisable over a three year period which ended on February 26, 2011.