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Eaton Corp plc Director's Dealing 2016

Sep 1, 2016

29824_dirs_2016-09-01_3a0cd899-162e-4c8e-b458-90012e0e4408.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2016-08-30

Reporting Person: Yadav Uday (See Remarks below.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-30 Ordinary Shares S 6867 $67.074 Disposed 22601 Direct
2016-08-30 Ordinary Shares M 3051 $40.405 Acquired 25652 Direct
2016-08-30 Ordinary Shares S 3051 $67.018 Disposed 22601 Direct
2016-08-30 Ordinary Shares M 5795 $41.565 Acquired 28396 Direct
2016-08-30 Ordinary Shares S 5500 $67.044 Disposed 22896 Direct
2016-08-30 Ordinary Shares S 295 $67.043 Disposed 22601 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-30 Stock Option $40.405 M 3051 Disposed 2017-02-27 Ordinary Shares (3051.0) Direct
2016-08-30 Stock Option $41.565 M 5795 Disposed 2018-02-26 Ordinary Shares (5795.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 5545.975 Indirect

Footnotes

F1: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: These ordinary shares are held in the Eaton Savings Plan.

F3: These stock options were granted on February 27, 2007 and became fully exercisable over a three year period which ended on February 27, 2010.

F4: These stock options were granted on February 26, 2008 and became fully exercisable over a three year period which ended on February 26, 2011.