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Eaton Corp plc — Director's Dealing 2016
Nov 22, 2016
29824_dirs_2016-11-22_1f3aa74e-b5e5-45cf-93ee-0f31db9be596.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2016-11-18
Reporting Person: Advaithi Revathi (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-18 | Ordinary Shares | M | 9008 | $27.29 | Acquired | 71397 | Direct |
| 2016-11-18 | Ordinary Shares | S | 9008 | $64.184 | Disposed | 62389 | Direct |
| 2016-11-18 | Ordinary Shares | M | 10992 | $27.29 | Acquired | 73381 | Direct |
| 2016-11-18 | Ordinary Shares | F | 4673 | $64.188 | Disposed | 68708 | Direct |
| 2016-11-18 | Ordinary Shares | S | 30000 | $64.155 | Disposed | 38708 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Stock Option | $27.29 | M | 9008 | Disposed | 2018-10-01 | Ordinary Shares (9008.0) | Direct |
| 2016-11-18 | Stock Option | $27.29 | M | 10992 | Disposed | 2018-10-01 | Ordinary Shares (10992.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1231.028 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $64.123 - $64.185. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.