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Eaton Corp plc — Director's Dealing 2016
Dec 13, 2016
29824_dirs_2016-12-13_35b6def9-af46-4b27-a2d5-43e76d49d030.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2016-12-09
Reporting Person: SEMELSBERGER KEN D (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-09 | Ordinary Shares | M | 2487 | $40.405 | Acquired | 88706 | Direct |
| 2016-12-09 | Ordinary Shares | F | 1452 | $69.16 | Disposed | 87254 | Direct |
| 2016-12-09 | Ordinary Shares | M | 19913 | $40.405 | Acquired | 107167 | Direct |
| 2016-12-09 | Ordinary Shares | S | 19913 | $69.1463 | Disposed | 87254 | Direct |
| 2016-12-09 | Ordinary Shares | M | 2405 | $41.565 | Acquired | 89659 | Direct |
| 2016-12-09 | Ordinary Shares | F | 1444 | $69.20 | Disposed | 88215 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-09 | Stock Option | $40.405 | M | 2487 | Disposed | 2017-02-27 | Ordinary Shares (2487.0) | Direct |
| 2016-12-09 | Stock Option | $40.405 | M | 19913 | Disposed | 2017-02-27 | Ordinary Shares (19913.0) | Direct |
| 2016-12-09 | Stock Option | $41.565 | M | 2405 | Disposed | 2018-02-26 | Ordinary Shares (2405.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4554.986 | Indirect |
Footnotes
F1: These shares were delivered to the Issuer to pay for the applicable option exercise price and withholding tax.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $69.05 - $69.165. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
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