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Eaton Corp plc Director's Dealing 2016

Dec 13, 2016

29824_dirs_2016-12-13_35b6def9-af46-4b27-a2d5-43e76d49d030.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2016-12-09

Reporting Person: SEMELSBERGER KEN D (See Remarks below.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-09 Ordinary Shares M 2487 $40.405 Acquired 88706 Direct
2016-12-09 Ordinary Shares F 1452 $69.16 Disposed 87254 Direct
2016-12-09 Ordinary Shares M 19913 $40.405 Acquired 107167 Direct
2016-12-09 Ordinary Shares S 19913 $69.1463 Disposed 87254 Direct
2016-12-09 Ordinary Shares M 2405 $41.565 Acquired 89659 Direct
2016-12-09 Ordinary Shares F 1444 $69.20 Disposed 88215 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-09 Stock Option $40.405 M 2487 Disposed 2017-02-27 Ordinary Shares (2487.0) Direct
2016-12-09 Stock Option $40.405 M 19913 Disposed 2017-02-27 Ordinary Shares (19913.0) Direct
2016-12-09 Stock Option $41.565 M 2405 Disposed 2018-02-26 Ordinary Shares (2405.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 4554.986 Indirect

Footnotes

F1: These shares were delivered to the Issuer to pay for the applicable option exercise price and withholding tax.

F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $69.05 - $69.165. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.