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Eaton Corp plc — Director's Dealing 2015
Feb 26, 2015
29824_dirs_2015-02-26_f724ac62-db79-4282-95dc-842f6b1e5ca7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2015-02-24
Reporting Person: CUTLER ALEXANDER M (Director, See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-25 | Ordinary Shares | M | 9593 | $0.00 | Acquired | 518017 | Direct |
| 2015-02-25 | Ordinary Shares | F | 4552 | $71.43 | Disposed | 513465 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-24 | Restricted Stock Units | $0.00 | A | 31810 | Acquired | Ordinary Shares (31810) | Direct | |
| 2015-02-24 | Stock Option | $71.72 | A | 145250 | Acquired | 2025-02-24 | Ordinary Shares (145250) | Direct |
| 2015-02-25 | Restricted Stock Units | $0.00 | M | 9593 | Disposed | Ordinary Shares (9593) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 40036.815 | Indirect |
| Ordinary Shares | 2000 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F5: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F7: This field is not applicable.