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Eaton Corp plc Director's Dealing 2015

Sep 3, 2015

29824_dirs_2015-09-03_cb7d1f71-8d08-44e2-9a41-8080e52a9a40.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2015-09-01

Reporting Person: Advaithi Revathi (See Remarks below.)

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 57451 Direct
Ordinary Shares 275.59 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.00 Ordinary Shares (3669) Direct
Restricted Stock Units $0.00 Ordinary Shares (2737) Direct
Restricted Stock Units $0.00 Ordinary Shares (754) Direct
Restricted Stock Units $0.00 Ordinary Shares (5990) Direct
Stock Option $27.29 2018-10-01 Ordinary Shares (20000) Direct
Stock Option $53.71 2021-02-22 Ordinary Shares (13000) Direct
Stock Option $51.94 2022-02-21 Ordinary Shares (22050) Direct
Stock Option $59.56 2023-02-26 Ordinary Shares (32000) Direct
Stock Option $75.36 2024-02-25 Ordinary Shares (19950) Direct
Stock Option $71.72 2025-02-24 Ordinary Shares (27350) Direct

Footnotes

F1: Of these restricted stock units, 1,807 will vest on February 25, 2016, and 1,862 will vest on February 25, 2017.

F2: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F3: These restricted stock units will vest on February 26, 2016.

F4: These restricted stock units were granted on February 24, 2015, and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F5: These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F6: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F7: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F8: These options were granted on February 26, 2013, and 33% of these options became exercisable on the first and second anniversaries of the grant date. The remaining 34% of these options will become exercisable on the third anniversary of the grant date.

F9: These options were granted on February 25, 2014, and 33% of these options became exercisable on the first anniversary of the grant date. The remaining options will become exercisable as follows: 33% on the second anniversary of the grant date and 34% of these options will become exercisable on the third anniversary of the grant date.

F10: These options were granted on February 24, 2015, and will become exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.