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Eaton Corp plc — Director's Dealing 2015
Sep 3, 2015
29824_dirs_2015-09-03_cb7d1f71-8d08-44e2-9a41-8080e52a9a40.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2015-09-01
Reporting Person: Advaithi Revathi (See Remarks below.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 57451 | Direct |
| Ordinary Shares | 275.59 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Ordinary Shares (3669) | Direct | ||
| Restricted Stock Units | $0.00 | Ordinary Shares (2737) | Direct | ||
| Restricted Stock Units | $0.00 | Ordinary Shares (754) | Direct | ||
| Restricted Stock Units | $0.00 | Ordinary Shares (5990) | Direct | ||
| Stock Option | $27.29 | 2018-10-01 | Ordinary Shares (20000) | Direct | |
| Stock Option | $53.71 | 2021-02-22 | Ordinary Shares (13000) | Direct | |
| Stock Option | $51.94 | 2022-02-21 | Ordinary Shares (22050) | Direct | |
| Stock Option | $59.56 | 2023-02-26 | Ordinary Shares (32000) | Direct | |
| Stock Option | $75.36 | 2024-02-25 | Ordinary Shares (19950) | Direct | |
| Stock Option | $71.72 | 2025-02-24 | Ordinary Shares (27350) | Direct |
Footnotes
F1: Of these restricted stock units, 1,807 will vest on February 25, 2016, and 1,862 will vest on February 25, 2017.
F2: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F3: These restricted stock units will vest on February 26, 2016.
F4: These restricted stock units were granted on February 24, 2015, and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F5: These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.
F6: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.
F7: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.
F8: These options were granted on February 26, 2013, and 33% of these options became exercisable on the first and second anniversaries of the grant date. The remaining 34% of these options will become exercisable on the third anniversary of the grant date.
F9: These options were granted on February 25, 2014, and 33% of these options became exercisable on the first anniversary of the grant date. The remaining options will become exercisable as follows: 33% on the second anniversary of the grant date and 34% of these options will become exercisable on the third anniversary of the grant date.
F10: These options were granted on February 24, 2015, and will become exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.