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Eaton Corp plc — Director's Dealing 2014
Feb 27, 2014
29824_dirs_2014-02-27_251f1a35-d71e-4777-b27d-f5bd366759e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2014-02-25
Reporting Person: SEMELSBERGER KEN D (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-26 | Ordinary Shares | M | 1328 | $0.00 | Acquired | 72910 | Direct |
| 2014-02-26 | Ordinary Shares | F | 437 | $75.74 | Disposed | 72473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-25 | Restricted Stock Units | $0.00 | A | 1370 | Acquired | Ordinary Shares (1370) | Direct | |
| 2014-02-25 | Stock Option | $75.36 | A | 5000 | Acquired | 2024-02-25 | Ordinary Shares (5000) | Direct |
| 2014-02-26 | Restricted Stock Units | $0.00 | M | 1328 | Disposed | Ordinary Shares (1328) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4118.631 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F5: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F7: This field is not applicable.