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Eaton Corp plc — Director's Dealing 2014
May 30, 2014
29824_dirs_2014-05-30_f4ce1d41-c2a7-4ac3-a2b7-24b33206af82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2014-05-28
Reporting Person: GROSS THOMAS (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-28 | Ordinary Shares | M | 29514 | $40.405 | Acquired | 91962.2 | Direct |
| 2014-05-28 | Ordinary Shares | S | 29514 | $74.4181 | Disposed | 62448.2 | Direct |
| 2014-05-28 | Ordinary Shares | M | 32795 | $41.565 | Acquired | 95243.2 | Direct |
| 2014-05-28 | Ordinary Shares | S | 32795 | $74.2955 | Disposed | 62448.2 | Direct |
| 2014-05-28 | Ordinary Shares | M | 38417 | $53.71 | Acquired | 100865.2 | Direct |
| 2014-05-28 | Ordinary Shares | S | 38417 | $74.2868 | Disposed | 62448.2 | Direct |
| 2014-05-28 | Ordinary Shares | S | 10000 | $74.2851 | Disposed | 52448.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-28 | Stock Option | $40.405 | M | 29514 | Disposed | 2017-02-27 | Ordinary Shares (29514) | Direct |
| 2014-05-28 | Stock Option | $41.565 | M | 32795 | Disposed | 2018-02-26 | Ordinary Shares (32795) | Direct |
| 2014-05-28 | Stock Option | $53.71 | M | 38417 | Disposed | 2021-02-22 | Ordinary Shares (38417) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4721.02 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $73.98 - $74.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $73.98 - $74.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: These ordinary shares are held in the Eaton Savings Plan.