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Eaton Corp plc — Director's Dealing 2013
Mar 15, 2013
29824_dirs_2013-03-15_1965fb6b-d7b1-42f9-81e1-72d17cbf37b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-03-13
Reporting Person: GROSS THOMAS (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-13 | Ordinary Shares | M | 42000 | $34.11 | Acquired | 104068.2 | Direct |
| 2013-03-13 | Ordinary Shares | M | 22086 | $34.31 | Acquired | 126154.2 | Direct |
| 2013-03-13 | Ordinary Shares | S | 64086 | $63.34 | Disposed | 62068.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-13 | Stock Option | $34.11 | M | 42000 | Disposed | 2015-02-22 | Ordinary Shares (42000) | Direct |
| 2013-03-13 | Stock Option | $34.31 | M | 22086 | Disposed | 2016-02-21 | Ordinary Shares (22086) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4228.495 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of ordinary shares sold. Ordinary shares were sold at varying prices in the range of $63.25-$63.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of ordinary shares sold at each separate price.
F2: These ordinary shares are held in the Eaton Savings Plan.
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