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Eaton Corp plc — Director's Dealing 2013
Nov 5, 2013
29824_dirs_2013-11-05_96d9b532-9cbe-45f7-ada2-79039a9e1dfa.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-11-01
Reporting Person: SEMELSBERGER KEN D (See Remarks below.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 69689 | Direct |
| Ordinary Shares | 4099.1484 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Ordinary Shares (1668) | Direct | ||
| Restricted Stock Units | $0.00 | Ordinary Shares (2255) | Direct | ||
| Restricted Stock Units | $0.00 | Ordinary Shares (3196) | Direct | ||
| Restricted Stock Units | $0.00 | Ordinary Shares (4025) | Direct | ||
| Stock Option | $40.405 | 2017-02-27 | Ordinary Shares (22400) | Direct | |
| Stock Option | $41.565 | 2018-02-26 | Ordinary Shares (18000) | Direct |
Footnotes
F1: Certain of these ordinary shares represent restricted shares issued under an Eaton Corporation plc stock plan and are subject to risk of forfeiture.
F2: These ordinary shares are held in the Eaton Savings Plan.
F3: These restricted stock units vest as follows: 33% of the total shares granted vest on the first and second anniversary of the date of the grant and the remaining 34% of the total shares granted vest on the third anniversary of the date of the grant.
F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5: Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thirty-four percent (34%) on the third anniversary of the date granted.