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Eaton Corp plc Director's Dealing 2013

Nov 5, 2013

29824_dirs_2013-11-05_96d9b532-9cbe-45f7-ada2-79039a9e1dfa.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-11-01

Reporting Person: SEMELSBERGER KEN D (See Remarks below.)

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 69689 Direct
Ordinary Shares 4099.1484 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.00 Ordinary Shares (1668) Direct
Restricted Stock Units $0.00 Ordinary Shares (2255) Direct
Restricted Stock Units $0.00 Ordinary Shares (3196) Direct
Restricted Stock Units $0.00 Ordinary Shares (4025) Direct
Stock Option $40.405 2017-02-27 Ordinary Shares (22400) Direct
Stock Option $41.565 2018-02-26 Ordinary Shares (18000) Direct

Footnotes

F1: Certain of these ordinary shares represent restricted shares issued under an Eaton Corporation plc stock plan and are subject to risk of forfeiture.

F2: These ordinary shares are held in the Eaton Savings Plan.

F3: These restricted stock units vest as follows: 33% of the total shares granted vest on the first and second anniversary of the date of the grant and the remaining 34% of the total shares granted vest on the third anniversary of the date of the grant.

F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F5: Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thirty-four percent (34%) on the third anniversary of the date granted.