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Eaton Corp plc — Director's Dealing 2013
Nov 21, 2013
29824_dirs_2013-11-21_ec3ec978-9cd5-4920-9303-44a16d89ff70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-11-20
Reporting Person: ARNOLD CRAIG (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-20 | Ordinary Shares | M | 46939 | $34.31 | Acquired | 196825 | Direct |
| 2013-11-20 | Ordinary Shares | S | 46939 | $72.0098 | Disposed | 149886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-20 | Stock Option | $34.31 | M | 46939 | Disposed | 2016-02-21 | Ordinary Shares (46939) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 142.083 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $72.00-$72.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These ordinary shares are held in the Eaton Savings Plan.
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