EASTMAN KODAK CO

Regulatory Filings • May 18, 2017

8-K 1 kodak3259321-8k.htm CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

____

Form 8-K ____

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 18, 2017

EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter)

| NEW
JERSEY | 1-87 | 16-0417150 |
| --- | --- | --- |
| (State or other jurisdiction of | (Commission File Number) | (IRS
Employer |
| incorporation) | | Identification No.) |

343 State Street Rochester, NY 14650 (Address of principal executive offices with zip code)

(585) 724-4000 (Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

| ☐ | Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
| --- | --- |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events.

Eastman Kodak Company (the "Company") posted to its website additional proxy soliciting material for its Annual Meeting to be held on May 23, 2017, supplementing its definitive proxy statement regarding a nominee for election as director and certain beneficial ownership information. This material is attached hereto as Exhibit 99.1 and incorporated into this Item 8.01 by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
No.	Description
99.1	Additional proxy
soliciting material.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ Sharon E. Underberg
Name:	Sharon E.
Underberg
Title:	General Counsel,
Secretary and
	Senior Vice
President

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