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EASTMAN KODAK CO — Director's Dealing 2024
Mar 28, 2024
32793_dirs_2024-03-28_399c67a0-d106-488c-bfdd-2e6d7350f5cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2024-03-26
Reporting Person: New Jason Griffin (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-26 | Common Stock, par value $.01 | A | 2108 | — | Acquired | 88002 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock, par value $.01 (22075) | 22075 | Direct | |
| Restricted Stock Units | $0 | Common Stock, par value $.01 (23365) | 23365 | Direct | |
| Stock Option (Right to Buy) | $3.03 | 2027-05-19 | Common Stock, par value $.01 (21081) | 21081 | Direct |
| Stock Option (Right to Buy) | $4.53 | 2030-05-19 | Common Stock, par value $.01 (6416) | 6416 | Direct |
| Stock Option (Right to Buy) | $6.03 | 2030-05-19 | Common Stock, par value $.01 (6416) | 6416 | Direct |
| Stock Option (Right to Buy) | $12.0 | 2030-05-19 | Common Stock, par value $.01 (3666) | 3666 | Direct |
Footnotes
F1: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.
F4: This option has fully vested as of the date of this report.