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EASTMAN KODAK CO Director's Dealing 2024

Mar 28, 2024

32793_dirs_2024-03-28_399c67a0-d106-488c-bfdd-2e6d7350f5cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2024-03-26

Reporting Person: New Jason Griffin (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-26 Common Stock, par value $.01 A 2108 Acquired 88002 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $0 Common Stock, par value $.01 (22075) 22075 Direct
Restricted Stock Units $0 Common Stock, par value $.01 (23365) 23365 Direct
Stock Option (Right to Buy) $3.03 2027-05-19 Common Stock, par value $.01 (21081) 21081 Direct
Stock Option (Right to Buy) $4.53 2030-05-19 Common Stock, par value $.01 (6416) 6416 Direct
Stock Option (Right to Buy) $6.03 2030-05-19 Common Stock, par value $.01 (6416) 6416 Direct
Stock Option (Right to Buy) $12.0 2030-05-19 Common Stock, par value $.01 (3666) 3666 Direct

Footnotes

F1: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.

F4: This option has fully vested as of the date of this report.