EASTMAN KODAK CO — Director's Dealing 2021

Jan 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-01-08

Reporting Person: KARFUNKEL GEORGE (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-29	Common Stock, par value $.01	G	2000000	—	Disposed	4373965	Direct
2021-01-08	Common Stock, par value $.01	M	46729	—	Acquired	4420694	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-08	Restricted Stock Units	$0	M	46729	Disposed	2021-01-08	Common Stock, par value $.01 (46729)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$3.03	2027-05-19	Common Stock, par value $.01 (21081)	21081	Direct
Stock Option (Right to Buy)	$4.53	2027-05-19	Common Stock, par value $.01 (6416)	6416	Direct
Stock Option (Right to Buy)	$6.03	2027-05-19	Common Stock, par value $.01 (6416)	6416	Direct
Stock Option (Right to Buy)	$12.00	2027-05-19	Common Stock, par value $.01 (3666)	3666	Direct

Footnotes

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: This option has fully vested as of the date of this report.