AI assistant
EASTMAN KODAK CO — Director's Dealing 2021
Jan 20, 2021
32793_dirs_2021-01-20_a95a4605-0aea-4c13-b7dd-b6bae0c20f2f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-01-16
Reporting Person: Byrd Roger W. (General Counsel, Sec., SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-16 | Common Stock, par value $.01 | M | 18878 | — | Acquired | 33342 | Direct |
| 2021-01-16 | Common Stock, par value $.01 | F | 7331 | $8.140 | Disposed | 26011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-16 | Restricted Stock Units | $0 | M | 18878 | Disposed | 2022-01-16 | Common Stock, par value $.01 (18878) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.09 | 2026-01-15 | Common Stock, par value $.01 (89744) | 89744 | Direct |
| Stock Option (Right to Buy) | $3.03 | 2026-02-19 | Common Stock, par value $.01 (15000) | 15000 | Direct |
| Stock Option (Right to Buy) | $4.53 | 2026-02-19 | Common Stock, par value $.01 (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $6.03 | 2026-02-19 | Common Stock, par value $.01 (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $12 | 2026-02-19 | Common Stock, par value $.01 (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $12.50 | 2024-09-13 | Common Stock, par value $.01 (30457) | 30457 | Direct |
Footnotes
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third each on 1/16/2020 and 1/16/2021 and vest one-third on 1/16/2022.
F4: This option vested one-third on each of 1/16/2020 and 1/16/2021 and except as otherwise provided in the award notice, vests one-third on 1/16/2022.
F5: Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.
F6: This option has fully vested as of the date of this report.