EASTMAN KODAK CO — Director's Dealing 2021

Apr 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-03-31

Reporting Person: Parrett William G (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-31	Restricted Stock Units	$0	A	7909	Acquired		Common Stock, par value $.01 (7909)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01	28689	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$0		Common Stock, par value $.01 (172065)	172065	Direct
Stock Option (Right to Buy)	$3.03	2027-05-19	Common Stock, par value $.01 (25297)	25297	Direct
Stock Option (Right to Buy)	$4.53	2027-05-19	Common Stock, par value $.01 (7699)	7699	Direct
Stock Option (Right to Buy)	$6.03	2027-05-19	Common Stock, par value $.01 (7699)	7699	Direct
Stock Option (Right to Buy)	$12.00	2027-05-19	Common Stock, par value $.01 (4400)	4400	Direct

Footnotes

F1: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors.

F2: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3: This option has fully vested as of the date of this report.