EASTMAN KODAK CO — Director's Dealing 2021

Apr 6, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-03-30

Reporting Person: GO EK Ventures IV, LLC (10% Owner)
Reporting Person: GOLISANO B THOMAS (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
5.00% Series C Convertible Preferred Stock	$10		Common Stock (10054513)		Direct

Footnotes

F1: The 5.00% Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.

F2: Includes 54,513 shares of 5.00% Series C Convertible Preferred Stock payable as a payment-in-kind dividend on April 15, 2021.

F3: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event the liquidation preference of the 5.00% Convertible Preferred Stock is increased.

F4: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano.