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EASTMAN KODAK CO — Director's Dealing 2021
May 7, 2021
32793_dirs_2021-05-06_0345fc4d-cfe2-43fd-aac2-a9c4b80f2005.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-04-27
Reporting Person: Michaels Richard T (CAO and Corp. Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-27 | Restricted Stock Units | $0 | A | 15000 | Acquired | Common Stock, par value $.01 (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 2559 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.63 | 2022-12-15 | Common Stock, par value $.01 (9901) | 9901 | Direct |
Footnotes
F1: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 4/27/2021 grant date.
F2: The option has fully vested as of the date of this report.
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