EASTMAN KODAK CO — Director's Dealing 2021

May 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-05-18

Reporting Person: Engelberg Jeffrey D. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-18	Common Stock, par value $.01	M	7159	—	Acquired	213680	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-18	Restricted Stock Units	$0	M	7159	Disposed	2021-05-18	Common Stock, par value $.01 (7159)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01	2534892	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$3.03	2027-05-19	Common Stock, par value $.01 (21081)	21081	Direct
Stock Option (Right to Buy)	$4.53	2027-05-19	Common Stock, par value $.01 (6416)	6416	Direct
Stock Option (Right to Buy)	$6.03	2027-05-19	Common Stock, par value $.01 (6416)	6416	Direct
Stock Option (Right to Buy)	$12.00	2027-05-19	Common Stock, par value $.01 (3666)	3666	Direct
Series B Covertible Preferred Stock	$10.5	2026-05-28	Common Stock, par value $.01 (476190)	50000	Indirect

Footnotes

F1: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F2: These restricted stock units convert into common stock on a one-for-one basis.

F3: This option has fully vested as of the date of this report.

F4: The convertible preferred stock is convertible at any time, at the holder's election.