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EASTMAN KODAK CO — Director's Dealing 2021
May 21, 2021
32793_dirs_2021-05-20_8c7c3463-d456-4cac-9b00-6440d96b8dca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-05-18
Reporting Person: KARFUNKEL GEORGE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Stock, par value $.01 | M | 7159 | — | Acquired | 4490145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Restricted Stock Units | $0 | M | 7159 | Disposed | 2021-05-18 | Common Stock, par value $.01 (7159) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.03 | 2027-05-19 | Common Stock, par value $.01 (21081) | 21081 | Direct |
| Stock Option (Right to Buy) | $4.53 | 2027-05-19 | Common Stock, par value $.01 (6416) | 6416 | Direct |
| Stock Option (Right to Buy) | $6.03 | 2027-05-19 | Common Stock, par value $.01 (6416) | 6416 | Direct |
| Stock Option (Right to Buy) | $12.00 | 2027-05-19 | Common Stock, par value $.01 (3666) | 3666 | Direct |
Footnotes
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: This option has fully vested as of the date of this report.
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