AI assistant
EASTMAN KODAK CO — Director's Dealing 2021
May 26, 2021
32793_dirs_2021-05-26_21bfcee5-7f63-4814-997d-85dc2be811b7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-05-19
Reporting Person: GOLISANO B THOMAS (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-19 | Common Stock, par value $.01 | A | 9000 | — | Acquired | 9000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-19 | Restricted Stock Units | $0 | A | 10000 | Acquired | Common Stock, par value $.01 (10000) | Direct |
Footnotes
F1: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Golisano's separation from service prior to vesting.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders.