EASTMAN KODAK CO — Director's Dealing 2021

Sep 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-09-03

Reporting Person: Vandagriff Randy (Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-03	Common Stock, par value $.01	M	6411	—	Acquired	23147	Direct
2021-09-03	Common Stock, par value $.01	F	1786	$7.22	Disposed	21361	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-03	Restricted Stock Units	$0	M	6411	Disposed	2021-09-03	Common Stock, par value $.01 (6411)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$3.03	2026-02-19	Common Stock, par value $.01 (15000)	15000	Direct
Stock Option (Right to Buy)	$4.53	2026-02-19	Common Stock, par value $.01 (10000)	10000	Direct
Stock Option (Right to Buy)	$6.03	2026-02-19	Common Stock, par value $.01 (10000)	10000	Direct
Stock Option (Right to Buy)	$12	2026-02-19	Common Stock, par value $.01 (10000)	10000	Direct
Stock Option (Right to Buy)	$20.25	2021-12-14	Common Stock, par value $.01 (11597)	11597	Direct
Stock Option (Right to Buy)	$12.63	2022-12-14	Common Stock, par value $.01 (7921)	7921	Direct
Stock Option (Right to Buy)	$12.50	2024-09-13	Common Stock, par value $.01 (152285)	152285	Direct
Stock Option (Right to Buy)	$3.90	2025-12-03	Common Stock, par value $.01 (30865)	30865	Direct

Footnotes

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

F4: This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.

F5: These securities are fully vested as of the date of this report.