EASTMAN KODAK CO — Director's Dealing 2021

Oct 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2021-10-01

Reporting Person: GO EK Ventures IV, LLC (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-01	5.00% Cumulative Series C Convertible Preferred Stock	$10	J	12725	Acquired		Common Stock (127250)	Direct

Footnotes

F1: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event of the liquidation preference of the Series C Convertible Preferred Stock is increased.

F2: The reporting person received 12,725 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of October 1, 2021, and payable on October 15, 2021.

F3: The 5.00% Cumulative Series C Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.