EASTMAN KODAK CO — Director's Dealing 2020

Jun 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2020-06-23

Reporting Person: Katz Philippe D (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-23	Common Stock, par value $.01	P	5000	$2.22	Acquired	116368	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01	2522011	Indirect
Common Stock, par value $.01	1569870	Indirect
Common Stock, par value $.01	7598	Indirect
Common Stock, par value $.01	87720	Indirect
Common Stock, par value $.01	48875	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$3.03	2027-05-19	Common Stock, par value $.01 (25297)	25297	Direct
Stock Option (Right to Buy)	$4.53	2027-05-19	Common Stock, par value $.01 (7699)	7699	Direct
Stock Option (Right to Buy)	$6.03	2027-05-19	Common Stock, par value $.01 (7699)	7699	Direct
Stock Option (Right to Buy)	$12.00	2027-05-19	Common Stock, par value $.01 (4400)	4400	Direct
Restricted Stock Units	$0		Common Stock, par value $.01 (46729)	46729	Direct

Footnotes

F1: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.

F2: Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

F3: Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.

F4: Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.

F5: Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

F6: This option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

F7: Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2021, subject to continuous service as a member of the board of directors.