EASTMAN KODAK CO — Director's Dealing 2019

Sep 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2019-09-03

Reporting Person: O'Grady John G. (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-03	Common Stock, par value $.01	M	3745	—	Acquired	19958	Direct
2019-09-03	Common Stock, par value $.01	F	1137	$2.38	Disposed	18821	Direct
2019-09-03	Common Stock, par value $.01	M	5482	—	Acquired	24303	Direct
2019-09-03	Common Stock, par value $.01	F	1664	$2.38	Disposed	22639	Direct
2019-09-03	Common Stock, par value $.01	M	10683	—	Acquired	33322	Direct
2019-09-03	Common Stock, par value $.01	F	3243	$2.38	Disposed	30079	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-03	Restricted Stock Units	$0	M	3745	Disposed	2019-09-03	Common Stock, par value $.01 (3745)	Direct
2019-09-03	Restricted Stock Units	$0	M	5482	Disposed	2020-09-03	Common Stock, par value $.01 (5482)	Direct
2019-09-03	Restricted Stock Units	$0	M	10684	Disposed	2021-09-03	Common Stock, par value $.01 (10684)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$23.78	2021-09-02	Common Stock, par value $.01 (18378)	18378	Direct
Stock Option (Right to Buy)	$13.76	2022-09-02	Common Stock, par value $.01 (25218)	25218	Direct
Stock Option (Right to Buy)	$15.58	2023-09-02	Common Stock, par value $.01 (29712)	29712	Direct
Stock Option (Right to Buy)	$15.20	2023-11-14	Common Stock, par value $.01 (39247)	39247	Direct
Stock Option (Right to Buy)	$3.90	2025-12-03	Common Stock, par value $.01 (51441)	51441	Direct

Footnotes

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

F3: These securities are fully vested as of the date of this report.

F4: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2018 and 9/3/2019 and vest one-third on 9/3/2020.

F5: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021.

F6: This option vested one-third on each of 9/3/2018 and 9/3/2019 and vests one-third on 9/3/2020.

F7: This option vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021.