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EASTMAN KODAK CO — Director's Dealing 2019
Dec 12, 2019
32793_dirs_2019-12-12_a355a7cf-bba1-4d4b-a61c-0e535a7d853d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2019-12-03
Reporting Person: K.F. Investors LLC (10% Owner)
Reporting Person: Fink Joseph (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 5044023 | Direct |
| Common Stock, par value $.01 | 1261005 | Indirect |
| Common Stock, par value $.01 | 784935 | Indirect |
| Common Stock, par value $.01 | 7598 | Indirect |
| Common Stock, par value $.01 | 87720 | Indirect |
| Common Stock, par value $.01 | 48875 | Indirect |
Footnotes
F1: These securities are owned directly by K.F. Investors LLC ("KF Investors"), an entity of which Dr. Joseph Fink is a Manager. As such, Dr. Fink has shared voting and dispositive power over the securities held by KF Investors and thus may be deemed to have a beneficial interest in the securities owned by KF Investors for purposes of determining 10% Owner status under Section 16 of the Securities Exchange Act of 1934, as amended. This statement is being filed jointly by KF Investors and Dr. Fink.
F2: These securities are owned indirectly by Dr. Fink through KF Investors. Dr. Fink disclaims beneficial ownership of the securities held by KF Investors, except to the extent of his pecuniary interest therein.
F3: These securities are owned indirectly by Dr. Fink through Momar Corporation. Dr. Fink disclaims beneficial ownership of the securities held by Momar Corporation, an entity of which Mr. Fink may be deemed to have an ownership interest, except to the extent of his pecuniary interest therein.
F4: These securities are owned indirectly by Dr. Fink through United Equities Commodities Company. Dr. Fink disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Fink is a general partner, except to the extent of his pecuniary interest therein.
F5: These securities are owned indirectly by Joseph Fink through Marneu Holding Company. Dr. Fink disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Fink is a partner, except to the extent of his pecuniary interest therein.
F6: These securities are owned indirectly by Dr. Fink through 111 John Realty Corp. Dr. Fink disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity of which Mr. Fink may be deemed to have an ownership interest, except to the extent of his pecuniary interest therein.