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EASTMAN KODAK CO Director's Dealing 2019

Dec 12, 2019

32793_dirs_2019-12-12_a355a7cf-bba1-4d4b-a61c-0e535a7d853d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2019-12-03

Reporting Person: K.F. Investors LLC (10% Owner)
Reporting Person: Fink Joseph (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 5044023 Direct
Common Stock, par value $.01 1261005 Indirect
Common Stock, par value $.01 784935 Indirect
Common Stock, par value $.01 7598 Indirect
Common Stock, par value $.01 87720 Indirect
Common Stock, par value $.01 48875 Indirect

Footnotes

F1: These securities are owned directly by K.F. Investors LLC ("KF Investors"), an entity of which Dr. Joseph Fink is a Manager. As such, Dr. Fink has shared voting and dispositive power over the securities held by KF Investors and thus may be deemed to have a beneficial interest in the securities owned by KF Investors for purposes of determining 10% Owner status under Section 16 of the Securities Exchange Act of 1934, as amended. This statement is being filed jointly by KF Investors and Dr. Fink.

F2: These securities are owned indirectly by Dr. Fink through KF Investors. Dr. Fink disclaims beneficial ownership of the securities held by KF Investors, except to the extent of his pecuniary interest therein.

F3: These securities are owned indirectly by Dr. Fink through Momar Corporation. Dr. Fink disclaims beneficial ownership of the securities held by Momar Corporation, an entity of which Mr. Fink may be deemed to have an ownership interest, except to the extent of his pecuniary interest therein.

F4: These securities are owned indirectly by Dr. Fink through United Equities Commodities Company. Dr. Fink disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Fink is a general partner, except to the extent of his pecuniary interest therein.

F5: These securities are owned indirectly by Joseph Fink through Marneu Holding Company. Dr. Fink disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Fink is a partner, except to the extent of his pecuniary interest therein.

F6: These securities are owned indirectly by Dr. Fink through 111 John Realty Corp. Dr. Fink disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity of which Mr. Fink may be deemed to have an ownership interest, except to the extent of his pecuniary interest therein.