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EASTMAN KODAK CO — Director's Dealing 2018
May 15, 2018
32793_dirs_2018-05-15_ead42a58-76c0-4b57-a755-02edf2e4f6a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2018-05-12
Reporting Person: Mahe Eric-Yves (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-12 | Common Stock, par value $.01 | M | 930 | — | Acquired | 31875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-12 | Restricted Stock Units | $0 | M | 930 | Disposed | 2018-05-12 | Common Stock, par value $.01 (930) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | 2019-04-28 | Common Stock, par value $.01 (4737) | 4737 | Direct |
| Restricted Stock Units | $0 | 2020-04-28 | Common Stock, par value $.01 (10607) | 10607 | Direct |
| Restricted Stock Units | $0 | 2021-04-28 | Common Stock, par value $.01 (34314) | 34314 | Direct |
| Stock Option (Right to Buy) | $20.44 | 2022-04-27 | Common Stock, par value $.01 (17508) | 17508 | Direct |
| Stock Option (Right to Buy) | $17.95 | 2022-05-11 | Common Stock, par value $.01 (7003) | 7003 | Direct |
| Stock Option (Right to Buy) | $12.32 | 2023-04-27 | Common Stock, par value $.01 (33461) | 33461 | Direct |
| Stock Option (Right to Buy) | $11.00 | 2024-04-27 | Common Stock, par value $.01 (39683) | 39683 | Direct |
| Stock Option (Right to Buy) | $5.10 | 2025-04-27 | Common Stock, par value $.01 (53847) | 53847 | Direct |
Footnotes
F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.
F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.
F5: This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date.
F6: This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date.
F7: This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date.
F8: This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date.
F9: This option vests one-third on each of the first three anniversaries of the 4/28/2018 grant date.