EASTMAN KODAK CO — Director's Dealing 2017

Jan 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2014-08-16

Reporting Person: KARFUNKEL GEORGE (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-08-16	Common Stock, par value $.01	A	9451	—	Acquired	1342111	Direct
2015-02-25	Common Stock, par value $.01	A	8911	—	Acquired	1351022	Direct
2017-01-01	Common Stock, par value $.01	M	2321	—	Acquired	1353343	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-01	Restricted Stock Units	$0	M	2321	Disposed	2017-01-01	Common Stock, par value $.01 (2321)	Direct
2014-08-20	125% Warrants to purchase Common Stock, par value $.01	$14.93	A	3284	Acquired	2018-09-03	Common Stock, par value $.01 (3284)	Direct
2014-08-20	135% Warrants to purchase Common Stock, par value $.01	$16.12	A	3284	Acquired	2018-09-03	Common Stock, par value $.01 (3284)	Direct
2015-02-25	125% Warrants to purchase Common Stock, par value $.01	$14.93	A	3110	Acquired	2018-09-03	Common Stock, par value $.01 (3110)	Direct
2015-02-25	135% Warrants to purchase Common Stock, par value $.01	$16.12	A	3110	Acquired	2018-09-03	Common Stock, par value $.01 (3110)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock, par value $.01 (14327)	14327	Direct

Footnotes

F1: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan.

F2: These restricted stock units convert into common stock on a one-for-one basis.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan and, except as otherwise provided in the award notice, vest on 1/8/2017 (due to an administrative error, previously reported as 1/1/2017), subject to continuous service as a member of the board of directors.

F4: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.