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EASTMAN KODAK CO — Director's Dealing 2017
Jan 10, 2017
32793_dirs_2017-01-10_c46557fb-c92e-4a81-a0e3-faa571100997.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-01-08
Reporting Person: BURGESS MARK S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-08 | Common Stock, par value $.01 | M | 14327 | — | Acquired | 28314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-08 | Restricted Stock Units | $0 | M | 14327 | Disposed | 2017-01-08 | Common Stock, par value $.01 (14327) | Direct |
| 2017-01-09 | Restricted Stock Units | $0 | A | 9804 | Acquired | Common Stock, par value $.01 (9804) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock, par value $.01 (3914) | 3914 | Direct |
Footnotes
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.
F3: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.