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EASTMAN KODAK CO Director's Dealing 2017

Jan 10, 2017

32793_dirs_2017-01-10_c46557fb-c92e-4a81-a0e3-faa571100997.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-01-08

Reporting Person: BURGESS MARK S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-08 Common Stock, par value $.01 M 14327 Acquired 28314 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-08 Restricted Stock Units $0 M 14327 Disposed 2017-01-08 Common Stock, par value $.01 (14327) Direct
2017-01-09 Restricted Stock Units $0 A 9804 Acquired Common Stock, par value $.01 (9804) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $0 Common Stock, par value $.01 (3914) 3914 Direct

Footnotes

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.