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EASTMAN KODAK CO Director's Dealing 2017

Mar 14, 2017

32793_dirs_2017-03-14_11708e8f-13ff-4fd2-973d-2740066b2e98.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-03-12

Reporting Person: CLARKE JEFF (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-12 Common Stock M 36767 Acquired 105534 Direct
2017-03-12 Common Stock F 17355 $11.65 Disposed 88179 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-12 Restricted Stock Units $0 M 36767 Disposed 2017-03-12 Common Stock, par value $.01 (36767) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $27.20 2021-03-11 Common Stock, par value $.01 (114943) 114943 Direct
Stock Option (Right to Buy) $18.46 2022-03-11 Common Stock, par value $.01 (152207) 152207 Direct
Stock Option (Right to Buy) $10.19 2023-03-11 Common Stock, par value $.01 (229358) 229358 Direct

Footnotes

F1: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of the first three anniversaries of the 3/12/2014 grant date.

F2: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

F3: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.

F4: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.

F5: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.