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EASTMAN KODAK CO — Director's Dealing 2017
Mar 14, 2017
32793_dirs_2017-03-14_11708e8f-13ff-4fd2-973d-2740066b2e98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-03-12
Reporting Person: CLARKE JEFF (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-12 | Common Stock | M | 36767 | — | Acquired | 105534 | Direct |
| 2017-03-12 | Common Stock | F | 17355 | $11.65 | Disposed | 88179 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-12 | Restricted Stock Units | $0 | M | 36767 | Disposed | 2017-03-12 | Common Stock, par value $.01 (36767) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.20 | 2021-03-11 | Common Stock, par value $.01 (114943) | 114943 | Direct |
| Stock Option (Right to Buy) | $18.46 | 2022-03-11 | Common Stock, par value $.01 (152207) | 152207 | Direct |
| Stock Option (Right to Buy) | $10.19 | 2023-03-11 | Common Stock, par value $.01 (229358) | 229358 | Direct |
Footnotes
F1: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of the first three anniversaries of the 3/12/2014 grant date.
F2: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
F4: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
F5: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.