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EASTMAN KODAK CO Director's Dealing 2017

May 2, 2017

32793_dirs_2017-05-02_f30d5227-b72a-48cd-a272-3b47d13f12bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-04-28

Reporting Person: Mahe Eric-Yves (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-28 Common Stock, par value $.01 M 4995 Acquired 11168 Direct
2017-04-28 Common Stock, par value $.01 M 2038 Acquired 13206 Direct
2017-04-28 Common Stock, par value $.01 M 4734 Acquired 17940 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-28 Restricted Stock Units $0 M 4995 Disposed 2017-04-28 Common Stock, par value $.01 (4995) Direct
2017-04-28 Restricted Stock Units $0 M 2038 Disposed 2018-04-28 Common Stock, par value $.01 (2038) Direct
2017-04-28 Restricted Stock Units $0 M 4734 Disposed 2019-04-28 Common Stock, par value $.01 (4734) Direct
2017-04-28 Restricted Stock Units $0 A 15910 Acquired 2020-04-28 Common Stock, par value $.01 (15910) Direct
2017-04-28 Stock Option (Right to Buy) $11.00 A 0 Acquired 2024-04-27 Common Stock, par value $.01 (0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 2018-05-12 Common Stock, par value $.01 (1858) 1858 Direct
Stock Option (Right to Buy) $20.44 2022-04-27 Common Stock, par value $.01 (17508) 17508 Direct
Stock Option (Right to Buy) $17.95 2022-05-11 Common Stock, par value $.01 (7003) 7003 Direct
Stock Option (Right to Buy) $12.32 2023-04-27 Common Stock, par value $.01 (33461) 33461 Direct

Footnotes

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.

F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

F4: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

F5: This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date.

F6: This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date.

F7: This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date.

F8: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.