Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EASTMAN KODAK CO Director's Dealing 2017

May 3, 2017

32793_dirs_2017-05-03_40a8dc4e-dc09-4476-89d7-1529aa4fea2a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-05-01

Reporting Person: Payne Christopher Joseph (Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 16 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 2019-11-15 Common Stock, par value $.01 (5757) Direct
Stock Option (Right to Buy) $15.20 2023-11-14 Common Stock, par value $.01 (14345) Direct
125% Warrants to purchase Common Stock, par value $.01 $14.93 2018-09-03 Common Stock, par value $.01 (5) Direct
135% Warrants to purchase Common Stock, par value $.01 $16.12 2018-09-03 Common Stock, par value $.01 (5) Direct

Footnotes

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 11/15/2016 grant date.

F2: This option vests one-third on each of the first three anniversaries of the 11/15/2016 grant date.

F3: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.