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EASTMAN KODAK CO — Director's Dealing 2017
May 18, 2017
32793_dirs_2017-05-18_8697f418-e353-48c5-b43d-4e48179f493e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-05-17
Reporting Person: CLARKE JEFF (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-17 | Common Stock, par value $.01 | P | 3000 | $9.38 | Acquired | 106179 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.20 | 2021-03-11 | Common Stock, par value $.01 (114943) | 114943 | Direct |
| Stock Option (Right to Buy) | $18.46 | 2022-03-11 | Common Stock, par value $.01 (152207) | 152207 | Direct |
| Stock Option (Right to Buy) | $10.19 | 2023-03-11 | Common Stock, par value $.01 (229358) | 229358 | Direct |
| Stock Option (Right to Buy) | $15.00 | 2024-03-11 | Common Stock, par value $.01 (277778) | 277778 | Direct |
Footnotes
F1: The price reported is a weighted average purchase price. Mr. Clarke purchased these shares in multiple transcations at prices ranging from $9.38 to $9.40 per share, inclusive. Mr. Clarke undertakes to provide to Eastman Kodak Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F2: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of March 12, 2018, March 12, 2019 and March 12, 2020.
F3: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
F4: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
F5: Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.