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EASTMAN KODAK CO — Director's Dealing 2017
Aug 21, 2017
32793_dirs_2017-08-21_ce79f349-464c-4b6b-937b-956568937b87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-08-17
Reporting Person: Bullwinkle David E (CFO and Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-17 | Common Stock, par value $.01 | P | 1100 | $7.23 | Acquired | 17430 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | 2017-09-03 | Common Stock, par value $01 (644) | 644 | Direct |
| Restricted Stock Units | $0 | 2017-12-15 | Common Stock, par value $01 (647) | 647 | Direct |
| Restricted Stock Units | $0 | 2018-09-03 | Common Stock, par value $01 (2220) | 2220 | Direct |
| Restricted Stock Units | $0 | 2019-07-01 | Common Stock, par value $.01 (12316) | 12316 | Direct |
| Stock Option (Right to Buy) | $23.78 | 2021-09-02 | Common Stock, par value $.01 (5805) | 5805 | Direct |
| Stock Option (Right to Buy) | $20.25 | 2021-12-14 | Common Stock, par value $.01 (5349) | 5349 | Direct |
| Stock Option (Right to Buy) | $13.76 | 2022-09-02 | Common Stock, par value $.01 (7965) | 7965 | Direct |
| Stock Option (Right to Buy) | $16.24 | 2023-06-30 | Common Stock, par value $.01 (45942) | 45942 | Direct |
Footnotes
F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2014 grant date.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.
F5: This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
F6: This option vests one-third on each of the first three anniversaries of the 12/15/2014 grant date.
F7: This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
F8: This option vests one-third on each of the first three anniversaries of the 7/1/2016 grant date.