EASTMAN KODAK CO — Director's Dealing 2017

Oct 18, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2017-10-16

Reporting Person: Kruchten Brad (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-16	Common Stock, par value $.01	S	3400	$6.67	Disposed	22581	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01	1628	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0	2018-09-03	Common Stock, par value $.01 (10176)	10176	Direct
Restricted Stock Units	$0	2019-09-03	Common Stock, par value $.01 (17973)	17973	Direct
Restricted Stock Units	$0	2020-09-03	Common Stock, par value $.01 (27632)	27632	Direct
Restricted Stock Units	$0	2018-08-24	Common Stock, par value $.01 (2437)	2437	Indirect
Stock Option (Right to Buy)	$23.78	2021-09-02	Common Stock, par value $.01 (53232)	53232	Direct
Stock Option (Right to Buy)	$13.76	2022-09-02	Common Stock, par value $.01 (73044)	73044	Direct
Stock Option (Right to Buy)	$15.58	2023-09-02	Common Stock, par value $.01 (71308)	71308	Direct
Stock Option (Right to Buy)	$15.20	2023-11-14	Common Stock, par value $.01 (65935)	65935	Direct
Stock Option (Right to Buy)	$12.50	2024-09-13	Common Stock, par value $.01 (101523)	101523	Indirect
125% Warrants to purchase Common Stock, par value $.01	$14.93	2018-09-03	Common Stock, par value $.01 (943)	943	Direct
135% Warrants to purchase Common Stock, par value $.01	$16.12	2018-09-03	Common Stock, par value $.01 (943)	943	Direct
125% Warrants to purchase Common Stock, par value $.01	$14.93	2018-09-03	Common Stock, par value $.01 (31)	31	Indirect
135% Warrants to purchase Common Stock, par value $.01	$16.12	2018-09-03	Common Stock, par value $.01 (31)	31	Indirect

Footnotes

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 3/24/2017.

F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

F5: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/2015 grant date.

F6: This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.

F7: This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F8: This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F9: This option vests one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

F10: This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.

F11: Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.