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EASTMAN KODAK CO — Director's Dealing 2016
Jan 12, 2016
32793_dirs_2016-01-12_c0a7103d-c853-419f-bf2a-4aca41f57f5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2016-01-08
Reporting Person: CONTINENZA JAMES V (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-08 | Restricted Stock Units | $0 | A | 23878 | Acquired | Common Stock, par value $.01 (23878) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock, par value $.01 (3625) | 3625 | Direct | |
| Phantom Stock | $0 | Common Stock, par value $.01 (29071) | 29071 | Direct |
Footnotes
F1: These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Continenza and, except as otherwise provided in the award agreement, vest on 1/1/17, subject to continuous service as a member of the board of directors.
F2: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/1/17, subject to continuous service as a member of the board of directors.