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EASTMAN KODAK CO Director's Dealing 2016

Jan 12, 2016

32793_dirs_2016-01-12_c0a7103d-c853-419f-bf2a-4aca41f57f5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2016-01-08

Reporting Person: CONTINENZA JAMES V (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-08 Restricted Stock Units $0 A 23878 Acquired Common Stock, par value $.01 (23878) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock, par value $.01 (3625) 3625 Direct
Phantom Stock $0 Common Stock, par value $.01 (29071) 29071 Direct

Footnotes

F1: These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Continenza and, except as otherwise provided in the award agreement, vest on 1/1/17, subject to continuous service as a member of the board of directors.

F2: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/1/17, subject to continuous service as a member of the board of directors.