EASTMAN KODAK CO — Director's Dealing 2016

Aug 26, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2016-08-24

Reporting Person: Kruchten Brad (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-24	Common Stock, par value $.01	M	2434	—	Acquired	2524	Indirect
2016-08-24	Common Stock, par value $.01	F	900	$15.84	Disposed	1624	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-24	Restricted Stock Units	$0	M	2434	Disposed	2018-08-24	Common Stock, par value $.01 (2434)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01	7852	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0	2016-09-03	Common Stock, par value $.01 (9236)	9236	Direct
Restricted Stock Units	$0	2017-09-03	Common Stock, par value $.01 (11775)	11775	Direct
Restricted Stock Units	$0	2018-09-03	Common Stock, par value $.01 (30524)	30524	Direct
Stock Option (Right to Buy)	$23.78	2021-09-02	Common Stock, par value $.01 (53232)	53232	Direct
Stock Option (Right to Buy)	$13.76	2022-09-03	Common Stock, par value $.01 (73044)	73044	Direct
125% Warrants to purchase Common Stock, par value $.01	$14.93	2018-09-03	Common Stock, par value $.01 (943)	943	Direct
135% Warrants to purchase Common Stock, par value $.01	$16.12	2018-09-03	Common Stock, par value $.01 (943)	943	Direct
125% Warrants to purchase Common Stock, par value $.01	$14.93	2013-09-03	Common Stock, par value $.01 (31)	31	Indirect
135% Warrants to purchase Common Stock, par value $.01	$16.12	2018-09-03	Common Stock, par value $.01 (31)	31	Indirect

Footnotes

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F5: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.

F6: This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.

F7: This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.

F8: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.