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EASTMAN KODAK CO — Director's Dealing 2016
Sep 12, 2016
32793_dirs_2016-09-12_d5d2603d-5abc-4b48-a366-cd2bd1ee80aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2016-09-08
Reporting Person: Cullimore Philip (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-08 | Common Stock, par value $.01 | S | 9648 | $15.2204 | Disposed | 5823 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | 2017-09-03 | Common Stock, par value $.01 (1404) | 1404 | Direct |
| Restricted Stock Units | $0 | 2018-09-03 | Common Stock, par value $.01 (4846) | 4846 | Direct |
| Restricted Stock Units | $0 | 2019-09-03 | Common Stock, par value $.01 (6419) | 6419 | Direct |
| Stock Option (Right to Buy) | $23.78 | 2021-09-02 | Common Stock, par value $.01 (12675) | 12675 | Direct |
| Stock Option (Right to Buy) | $13.76 | 2022-09-02 | Common Stock, par value $.01 (17392) | 17392 | Direct |
| Stock Option (Right to Buy) | $15.58 | 2023-09-02 | Common Stock, par value $.01 (0) | 0 | Direct |
Footnotes
F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
F4: This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
F5: This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
F6: This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date. The number of shares underlying the option has not been determined, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the 9/3/16 grant date. Once the number is determined, Mr. Cullimore will file an amendment to his 9/3/16 report.