EASTMAN KODAK CO — Director's Dealing 2016

Nov 30, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2016-11-28

Reporting Person: O'Grady John G. (GM, WW Sales, Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-28	Common Stock, par value $.01	S	6500	$14.98	Disposed	1151	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0	2017-09-03	Common Stock, par value $.01 (2034)	2034	Direct
Restricted Stock Units	$0	2018-09-03	Common Stock, par value $.01 (7026)	7026	Direct
Restricted Stock Units	$0	2019-09-03	Common Stock, par value $.01 (11233)	11233	Direct
Restricted Stock Units	$0	2020-09-03	Common Stock, par value $.01 (16448)	16448	Direct
Stock Option (Right to Buy)	$23.78	2021-09-02	Common Stock, par value $.01 (18378)	18378	Direct
Stock Option (Right to Buy)	$13.76	2022-09-02	Common Stock, par value $.01 (25218)	25218	Direct
Stock Option (Right to Buy)	$15.58	2023-09-02	Common Stock, par value $.01 (29712)	29712	Direct
Stock Option (Right to Buy)	$15.20	2023-11-14	Common Stock, par value $.01 (0)	0	Direct
125% Warrants to purchase Common Stock, par value $.01	$14.93	2018-09-03	Common Stock, par value $.01 (169)	169	Direct
135% Warrants to purchase Common Stock, par value $.01	$16.12	2018-09-03	Common Stock, par value $.01 (169)	169	Direct

Footnotes

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.

F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F5: This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.

F6: This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.

F7: This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.

F8: This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option has not yet been determined, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the 11/15/16 grant date. Once the number is determined, Mr. O'Grady will file an amendment to his 11/15/16 report.

F9: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.