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EASTMAN KODAK CO — Director's Dealing 2009
Sep 30, 2009
32793_dirs_2009-09-30_b626f107-10b9-4c7b-b1c1-17e074f0769c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (EK)
CIK: 0000031235
Period of Report: 2009-09-28
Reporting Person: Kruchten Brad (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-28 | Restrict Stock Units | $ | A | 125360 | Acquired | Common Stock (125360) | Direct | |
| 2009-09-28 | Restrict Stock Units | $ | A | 69928 | Acquired | Common Stock (69928) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6961 | Direct |
| Common Stock | 26.6195 | Indirect |
| Common Stock | 1200 | Indirect |
| Common Stock | 26.6195 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $31.30 | 2010-03-29 | Common Stock (4600) | 4600 | Direct |
| Option (right to buy) | $31.30 | 2011-01-11 | Common Stock (6413) | 6413 | Direct |
| Option (right to buy) | $31.30 | 2011-11-15 | Common Stock (9250) | 9250 | Direct |
| Option (right to buy) | $31.71 | 2011-12-09 | Common Stock (4200) | 4200 | Direct |
| Option (right to buy) | $31.30 | 2012-08-25 | Common Stock (5000) | 5000 | Direct |
| Option (right to buy) | $36.66 | 2012-11-21 | Common Stock (11875) | 11875 | Direct |
| Option (right to buy) | $24.75 | 2012-12-06 | Common Stock (4800) | 4800 | Direct |
| Option (right to buy) | $25.88 | 2013-12-11 | Common Stock (13110) | 13110 | Direct |
| Option (right to buy) | $23.28 | 2014-12-10 | Common Stock (34740) | 34740 | Direct |
| Option (right to buy) | $7.41 | 2015-12-08 | Common Stock (75540) | 75540 | Direct |
| Option (right to buy) | $2.87 | 2016-07-12 | Common Stock (15000) | 15000 | Direct |
| Restricted Stock Units | $ | 2009-12-31 | Common Stock (5835.46) | 5835.46 | Direct |
| Restricted Stock Units | $ | Common Stock (26959.76) | 26959.76 | Direct | |
| Restricted Stock Units | $ | 2011-12-31 | Common Stock (9561) | 9561 | Direct |
| Option (right to buy) | $31.30 | 2010-03-29 | Common Stock (1534) | 1534 | Indirect |
| Option (right to buy) | $31.30 | 2011-01-11 | Common Stock (2600) | 2600 | Indirect |
| Option (right to buy) | $31.30 | 2011-11-15 | Common Stock (4250) | 4250 | Indirect |
| Option (right to buy) | $36.66 | 2012-11-21 | Common Stock (5500) | 5500 | Indirect |
| Option (right to buy) | $23.99 | 2014-04-16 | Common Stock (5000) | 5000 | Indirect |
| Option (right to buy) | $23.28 | 2014-12-10 | Common Stock (14370) | 14370 | Indirect |
| Option (right to buy) | $7.41 | 2015-12-08 | Common Stock (50130) | 50130 | Indirect |
| Restricted Stock Units | $ | 2009-12-31 | Common Stock (1622) | 1622 | Indirect |
| Restricted Stock Units | $ | Common Stock (27514.8) | 27514.8 | Indirect | |
| Restricted Stock Units | $ | 2011-12-31 | Common Stock (6345) | 6345 | Indirect |
Footnotes
F1: These options vest one-third on each of the first three anniversaries of the date of grant.
F2: These units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle.
F3: This is the date these restricted stock units will vest.
F4: These units convert on a one-to-one basis.
F5: 50% vest on the second annivarsary of the grant date, remaining vest on the 3rd anniversary.
F6: These units vest 50% on both the 3rd and 4th anniversary of the grant date.
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