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EASTMAN KODAK CO — Director's Dealing 2004
Dec 14, 2004
32793_dirs_2004-12-14_6c8366fb-cdf0-4f65-84ab-2132b71dd69f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTMAN KODAK CO (EK)
CIK: 0000031235
Period of Report: 2004-12-10
Reporting Person: GUSTIN CARL E (CMO, Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-12-10 | Option (right to buy) | $31.71 | A | 11800 | Acquired | 2011-12-09 | Common Stock (11800) | Direct |
| 2004-07-15 | Restricted Stock Units | $ | A | 113.364 | Acquired | common stock (11868.544) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5960 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $31.30 | 2004-08-14 | common stock (3333) | 3333 | Direct |
| Option (right to buy) | $31.30 | 2005-03-26 | common stock (16667) | 16667 | Direct |
| Option (right to buy) | $31.30 | 2005-04-19 | common stock (9880) | 9880 | Direct |
| Option (right to buy) | $31.30 | 2005-08-31 | common stock (6667) | 6667 | Direct |
| Option (right to buy) | $31.30 | 2006-03-28 | common stock (9200) | 9200 | Direct |
| Option (right to buy) | $31.30 | 2007-03-12 | common stock (414) | 414 | Direct |
| Option (right to buy) | $31.30 | 2007-04-03 | common stock (10000) | 10000 | Direct |
| Option (right to buy) | $31.30 | 2008-03-01 | common stock (5000) | 5000 | Direct |
| Option (right to buy) | $31.30 | 2008-03-12 | common stock (279) | 279 | Direct |
| Option (right to buy) | $31.30 | 2008-04-01 | common stock (10500) | 10500 | Direct |
| Option (right to buy) | $31.30 | 2009-03-11 | common stock (589) | 589 | Direct |
| Option (right to buy) | $31.30 | 2009-03-31 | common stock (10500) | 10500 | Direct |
| Option (right to buy) | $31.30 | 2009-11-21 | common stock (2501) | 2501 | Direct |
| Option (right to buy) | $31.30 | 2010-03-29 | common stock (16667) | 16667 | Direct |
| Option (right to buy) | $31.30 | 2011-11-15 | common stock (23000) | 23000 | Direct |
| Option (right to buy) | $36.66 | 2012-11-21 | common stock (23000) | 23000 | Direct |
| Option (right to buy) | $24.49 | 2010-11-18 | common stock (11800) | 11800 | Direct |
| Restricted Share Units | $ | common stock (9589.44) | 9589.44 | Direct | |
| Restricted Share Units | $ | common stock (4325) | 4325 | Direct | |
| Share Units | $ | common stock (5201.72) | 5201.72 | Direct | |
| Share Units | $ | common stock (5523.75) | 5523.75 | Direct | |
| Share Units | $ | common stock (5723.03) | 5723.03 | Direct | |
| Restricted Stock Units | $ | common stock (11272.519) | 11272.519 | Direct | |
| Restricted Stock Units | $ | common stock (11656.185) | 11656.185 | Direct |
Footnotes
F1: Some of these shares are restricted.
F2: These options have vested.
F3: These options vest one-third on each of the first three anniversaries of the date of grant.
F4: These units convert on a one-for-one basis.
F5: This date is not applicable to restricted units.
F6: This date is not applicable to share units.
F7: The restricted award and dividend equivalents are being reported separately to reflect that the award is restricted and the dividend equivalents are not restricted.
F8: These units were credited to the reporting person's account as dividend equivalents.