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EASTERN CO Director's Dealing 2021

Jun 16, 2021

33928_dirs_2021-06-16_3729d76e-d2ce-40bc-a0d6-2a00bf5f8794.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2021-05-10

Reporting Person: Woidke James P. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-10	Class A Common Stock	M	10000	$19.10	Acquired	10000	Direct
2021-05-10	Class A Common Stock	D	6120	$31.21	Disposed	3880	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-10	Stock Appreciation Rights	$19.10	M	10000	Disposed	2022-03-02	Common Stock (10000)	Direct
2021-04-27	Stock Appreciation Rights	$24.90	A	7000	Acquired	2023-02-07	Common Stock (7000)	Direct

Footnotes

F1: The reporting person received 3,880 shares of common stock upon the net exercise of 10,000 stock appreciation rights (SARs). A total of 6,120 shares of common stock underlying such SARs were withheld in the payment of the exercise price.