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EASTERN CO — Director's Dealing 2015
Oct 1, 2015
33928_dirs_2015-10-01_7aa78c15-2db0-400a-a7af-17e7ad0cda33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2015-09-29
Reporting Person: MITAROTONDA JAMES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-29 | Common Shares | A | 458 | $16.39 | Acquired | 587 | Direct |
| 2015-09-29 | Common Shares | P | 1019 | $16.00 | Acquired | 506354 | Indirect |
Footnotes
F1: 458 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d).
F2: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.
F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.