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EASTERN CO — Director's Dealing 2008
Jan 18, 2008
33928_dirs_2008-01-18_e7d9cd1b-e162-4826-95b9-7a62762e5f27.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2007-12-29
Reporting Person: LEGANZA LEONARD F (Director, Chairman, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1998-09-09 | Qualified employee stock option | $9.33 | A | 0 | Acquired | 2008-09-09 | Common Stock (10712.25) | Direct |
| 1998-09-09 | Non-qualified employee stock option | $9.33 | A | 0 | Acquired | 2008-09-09 | Common Stock (56787.75) | Direct |
| 1999-12-15 | Qualified employee stock option | $10.17 | A | 0 | Acquired | 2009-12-15 | Common Stock (19671) | Direct |
| 1999-12-15 | Non-qualified employee stock option | $10.17 | A | 0 | Acquired | 2009-12-15 | Common Stock (62829) | Direct |
| 2000-07-19 | Qualified employee stock option | $9.50 | A | 0 | Acquired | 2010-07-19 | Common Stock (48750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 73674 | Direct |
Footnotes
F1: Original 9/9/1998 option was for 4,761 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999
and a 3-for-2 stock split effective 10/18/2006, this option is now 10,712.25 shares at $9.33 per share.
F2: Original 9/9/1998 option was for 25,239 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999
and a 3-for-2 stock split effective 10/18/2006, this option is now 56,787.75 shares at $9.33 per share.
F3: Original 12/15/1999 option was for 13,114 shares at $15.25 per share. As a result of a 3-for-2 stock split effective
10/18/2006, this option is now 19,671 shares at $10.17 per share.
F4: Original 12/15/1999 option was for 41,886 shares at $15.25 per share. As a result of a 3-for-2 stock split effective
10/18/2006, this option is now 62,829 shares at $10.17 per share.
F5: The original 7/19/2000 option was for 32,500 shares at $14.25 per share. 7,017 shares were vested on 1/1/2001; 7,017 shares
were vested on 1/1/2002; 7,017 shares were vested on 1/1/2003; 7,017 shares were vested on 1/1/2004 and the remaining 4,432
shares vested on 1/1/2005. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 48,750 shares at
$9.50 per share.