Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EASTERN CO Director's Dealing 2007

Jan 16, 2007

33928_dirs_2007-01-16_ea2ebe8a-32b4-47e6-bd84-08cb8c0fcc3d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2006-12-31

Reporting Person: ROBINSON DAVID C (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
1997-09-17 Non-qualified stock option $6.61 A 0 Acquired 2007-10-17 Common Stock (33750) Direct
1998-09-09 Non-qualified stock option $9.33 A 0 Acquired 2008-10-09 Common Stock (22500) Direct
1999-12-15 Non-qualified stock option $10.17 A 0 Acquired 2010-01-15 Common Stock (18750) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 55532 Direct
Common Stock 15187 Indirect

Footnotes

F1: The original option on 9/17/1997 was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective
5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now an option for 33,750 shares at $6.61 per share.

F2: The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective
5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now an option for 22,500 shares at $9.33 per share.

F3: The original option on 12/15/1999 was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective
10/18/2006, this option is now an option for 18,750 shares at $10.17 per share.