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EASTERN CO — Director's Dealing 2006
Jan 11, 2006
33928_dirs_2006-01-11_73fad9e3-952d-4822-b56e-44111a84d017.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2005-12-31
Reporting Person: SULLIVAN JOHN L III (VP, Secretary & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-01-11 | Common Stock | A | 136 | — | Acquired | 4791 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1997-12-16 | Qualified employee stock option | $11.92 | A | 0 | Acquired | 2007-12-16 | Common Stock (5000) | Direct |
| 1999-07-21 | Qualified employee stock option | $18.50 | A | 0 | Acquired | 2009-07-21 | Common Stock (12500) | Direct |
| 1999-12-15 | Non-qualified employee stock option | $15.25 | A | 0 | Acquired | 2009-12-15 | Common Stock (10000) | Direct |
| 2000-07-19 | Qualified employee stock option | $14.25 | A | 0 | Acquired | 2010-07-19 | Common Stock (20000) | Direct |
| 2001-04-26 | Qualified employee stock option | $14.40 | A | 0 | Acquired | 2011-04-26 | Common Stock (15000) | Direct |
Footnotes
F1: 135 shares acquired at various prices during 2005 under The Eastern Company Dividend Investment Plan and The Eastern Company
Employee Stock Purchase Plan.
F2: Original 12/16/1997 option was for 5,000 shares at $17.875 per share. As a result of a 3-for-2 stock split effective
5/28/1999 this option became an option for 7,500 shares at $11.92 per share. On 5/4/2004 Mr. Sullivan exercised 2,500 shares,
so this option is now for 5,000 shares at $11.92 per share.
F3: Options to acquire 5,400 shares vested on date of grant 7/19/1999, options to acquire another 5,400 shares vested on
1/1/2000
and options to acquire the remaining 1,700 shares vested on 1/1/2001.
F4: Options to acquire 4,810 shares vested on 1/1/2001, options to acquire another 7,017 shares vested on 1/1/2002, options to
acquire another 7,017 shares vested on 1/1/2003, and options to acquire the remaining 1,156 shares vested on 1/1/2004.
F5: Options to acquire 5,800 shares vested on 1/1/2004, options to acquire another 6,944 shares vested on 1/1/2005, and options
to acquire the remaining 2,256 shares vested on 1/1/2006.