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EASTERN CO — Director's Dealing 2006
Jan 11, 2006
33928_dirs_2006-01-11_f4d8b671-4052-47a3-abc0-e642fd30e7cd.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2005-12-31
Reporting Person: LEGANZA LEONARD F (Director, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1997-09-17 | Qualified employee stock option | $9.92 | A | 0 | Acquired | 2007-09-17 | Common Stock (10083) | Direct |
| 1997-09-17 | Non-qualified employee stock option | $9.92 | A | 0 | Acquired | 2007-09-17 | Common Stock (19917) | Direct |
| 1997-12-16 | Non-qualified employee stock option | $11.92 | A | 0 | Acquired | 2007-12-16 | Common Stock (37500) | Direct |
| 1998-09-09 | Qualified employee stock option | $14 | A | 0 | Acquired | 2008-09-09 | Common Stock (7141.5) | Direct |
| 1998-09-09 | Non-qualified employee stock option | $14 | A | 0 | Acquired | 2008-09-09 | Common Stock (37858.50) | Direct |
| 1999-12-15 | Qualified employee stock option | $15.25 | A | 0 | Acquired | 2009-12-15 | Common Stock (13114) | Direct |
| 1999-12-15 | Non-qualified employee stock option | $15.25 | A | 0 | Acquired | 2009-12-15 | Common Stock (41886) | Direct |
| 2000-07-19 | Qualified employee stock option | $14.25 | A | 0 | Acquired | 2010-07-19 | Common Stock (32500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19258 | Direct |
Footnotes
F1: Original 9/17/1997 option was for 6,722 shares at $14.875 per share. As a result of a 3-for-2 stock split effective
5/28/1999 this option became an option for 10,083 shares at $9.92 per share.
F2: Original 9/17/1997 option was for 13,278 shares at $14.875 per share. As a result of a 3-for-2 stock split effective
5/28/1999 this option became an option for 19,917 shares at $9.92 per share.
F3: Original 12/16/1997 option was for 25,000 shares at $17.875 per share. As a result of a 3-for-2 stock split effective
5/28/1999 this option is now 37,500 shares at $11.92 per share.
F4: Original 9/9/1998 option was for 4,761 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999
this option is now 7,141.5 shares at $14.00 per share.
F5: Original 9/9/1998 option was for 25,239 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999
this option is now 37,858.5 shares at $14.00 per share.
F6: Options to acquire 7,017 shares vested on 1/1/2001, options to acquire another 7,017 shares vested on 1/1/2002, options to
acquire another 7,017 shares vested on 1/1/2003, options to acquire another 7,017 vested on 1/1/2004 and options to acquire
the remaining 4,432 shares vested on 1/1/2005.