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EASTERN CO — Director's Dealing 2004
Jul 1, 2004
33928_dirs_2004-07-01_e36ddf21-9067-4fcf-96de-95db7b0db7c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2004-06-30
Reporting Person: HENRY CHARLES W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-06-30 | Common Stock | A | 375 | $16.40 | Acquired | 27567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1997-09-17 | Non-qualified stock options | $9.92 | A | 0 | Acquired | 2007-10-17 | Common Stock (21500) | Direct |
| 1998-09-09 | Non-qualified stock options | $14.00 | A | 0 | Acquired | 2008-10-09 | Common Stock (15000) | Direct |
| 1999-12-15 | Non-qualified stock options | $15.25 | A | 0 | Acquired | 2010-01-15 | Common Stock (12500) | Direct |
Footnotes
F1: 375 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d).
F2: Original 9/17/1997 option was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option became an option for 22,500 shares at $9.92 per share. On 1/19/00, 1,000 options were exercised, leaving a balance of 21,500 options.
F3: Original 9/9/1998 option was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option is now 15,000 shares at $14.00 per share.